From c809c8c6833216f4347bb662db353a2dc91778c5 Mon Sep 17 00:00:00 2001 From: hokoi Date: Mon, 12 Aug 2024 05:45:38 +0000 Subject: [PATCH] C2: Add HKers articles, 0x2b Aug.12 --- .../_hkers/2024-07-08-uk-eu-security-pact.md | 86 +++++++ .../_hkers/2024-07-18-house-of-cards.md | 222 ++++++++++++++++++ .../2024-07-19-small-eagle-big-dragon.md | 78 ++++++ .../2024-07-22-russias-cyber-campaign.md | 68 ++++++ 4 files changed, 454 insertions(+) create mode 100644 _collections/_hkers/2024-07-08-uk-eu-security-pact.md create mode 100644 _collections/_hkers/2024-07-18-house-of-cards.md create mode 100644 _collections/_hkers/2024-07-19-small-eagle-big-dragon.md create mode 100644 _collections/_hkers/2024-07-22-russias-cyber-campaign.md diff --git a/_collections/_hkers/2024-07-08-uk-eu-security-pact.md b/_collections/_hkers/2024-07-08-uk-eu-security-pact.md new file mode 100644 index 00000000..e93fff1e --- /dev/null +++ b/_collections/_hkers/2024-07-08-uk-eu-security-pact.md @@ -0,0 +1,86 @@ +--- +layout: post +title : UK–EU Security Pact +author: Ed Arnold and Richard G Whitman +date : 2024-07-08 12:00:00 +0800 +image : https://i.imgur.com/nFp7s5s.png +#image_caption: "" +description: "What Can the New Government’s Proposed UK–EU Security Pact Achieve?" +excerpt_separator: +--- + +_Post-Brexit UK–EU security cooperation has grown since Russia’s 2022 invasion of Ukraine. Practical cooperation on sanctions and support for Ukraine has opened other possible avenues for collaboration. The new Labour government wants an ambitious structural alignment with the EU, but it is uncertain exactly what it could achieve._ + + + +Russia’s war on Ukraine has driven a better UK–EU working relationship, especially on Russian sanctions, diplomatic support for Ukraine, and coordinating military training programmes for Ukrainian recruits. This improvement is best illustrated by the resolution of the dispute over the Northern Ireland Protocol through the Windsor Framework. This has happened without any formal agreement on foreign, security and defence policy cooperation, which was omitted from the 2020 Trade and Cooperation Agreement (TCA) that governs the post-Brexit UK–EU relationship. Indeed, the previous government was concerned over the potential “overstructuralisation” of cooperation with the EU on international affairs. + +In contrast, the new government has been vocal about a new UK–EU relationship and “reconnecting” with the continent after Brexit. Foreign Secretary David Lammy has designated the EU as his number one foreign policy priority, including structured foreign policy dialogues, which could lead to an ambitious “UK–EU security pact”. This reconnection has started immediately with the foreign secretary travelling to Berlin – key to unlocking better UK-EU relations and the target for a new bilateral defence and security treaty – within the first 24 hours. + +Meanwhile, Defence Secretary John Healey wants a “UK–EU defence pact” as a “bespoke relationship” that could include UK third-party participation in EU military and civilian Common Security and Defence Policy (CSDP) missions and enhanced cooperation on “internal” security issues such as illegal migration, border control and terrorism. + + +### What Might the EU Think? + +These collective propositions, alongside Labour’s UK–EU trade ambitions, bear some resemblance to Theresa May’s “dual pillar” proposals during Brexit negotiations. At the time, the EU did not enthusiastically respond, nor did it offer detailed counterproposals that would have superseded extant third-country arrangements. + +EU leaders and officials have been both welcoming and non-committal on closer UK–EU cooperation. The EU has a range of existing formal agreements with third countries, and the UK is unique in not having such a relationship. They conform to similar templates, and none are bespoke (excepting the US) along the lines that the Labour Party wants. The UK’s capabilities and prominent role in European security should give weight to a distinct relationship. However, beyond rhetoric from the EU’s leadership, there appears to be a lack of imagination and an absence of political will to conceive of a future relationship that would deliver maximum value and mutual benefit. + + +### The Politics are Getting More Challenging + +In the context of UK–EU relations, political conditions in London have stabilised at the exact same time as they have become more complicated in Brussels. As last month’s EU Parliamentary (EP) elections demonstrated, the politics of the EU looks to be moving to the right as the UK gets its first left-of-centre government in 14 years. The impact of the EP results is already being felt. French President Emmanuel Macron immediately called for a national parliamentary election as the far-right National Rally defeated his Renaissance Party 32% to 15%. While the National Rally fell short of its own expectations in the subsequent election, Marcon’s authority is still weakened and it will be challenging keeping his new centre-left coalition together. The EP result for the opposition Christian Democratic Union and the far-right Alternative for Germany also reinforced the sense that German Chancellor Olaf Scholz’s coalition government is a lame duck, with over 14 months to limp on. Elsewhere, existing authoritarian inclinations in Hungary are complemented by right-leaning leaderships in Slovakia and the Netherlands. Others might follow. + +___`The purpose of any UK–EU cooperation should first and foremost be to deliver additional value for European security as it faces its biggest crisis since the Second World War`___ + +However, there are opportunities for the UK to use its considerable political influence with EU member states, especially in defence and security policy, which has grown since the 2022 invasion. As an example, in Estonian Prime Minister Kaja Kallas, the newly nominated High Representative of the Union for Foreign Affairs and Security Policy, the UK has a powerful advocate for stronger UK engagement at the heart of the EU’s institutions. However, the emerging EU political landscape will require careful management by the new government. In some instances, such as the special relationship that had developed between former Prime Minister Sunak and Italian Prime Minister Giorgia Meloni and her political ascendency in the EU, relationships may prove to be more rather than less complicated with the change of government in the UK. + + +### What is the Objective? + +The primary driver for Labour’s UK–EU pact seems political – drawing a clean break with the previous Conservative approach. However, this focus confuses means and ends. The purpose of any UK–EU cooperation should first and foremost be to deliver additional value for European security as it faces its biggest crisis since the Second World War. Sunak’s government has already done some of the work by jettisoning some of the Brexit divisiveness and rhetoric such as “Global Britain”. This must be furthered to capitalise on the unity that support for Ukraine has fostered and to stress that the UK and EU are allied in a shared common purpose to strengthen European security. + +London should therefore be less obsessed with potential structures and getting a formal agreement over the line, and more driven on those areas where stronger UK–EU cooperation adds real value and cohesiveness to European allies and partners as they continue to respond to Vladimir Putin’s destabilisation of European security. Labour’s use of the language of a “security pact” with the EU is eye-catching, but of greater value are the substantive issues rather than the packaging. + +There is also a cost to an agreement that is intended to encapsulate and facilitate a wide range of areas of cooperation. For the EU, the more ambitious the agreement, the more policy areas governed by different EU legal and decision-making arrangements it will have, making it longer and more complicated to negotiate and ratify. + +London should also be prepared for a heavy dose of realism as to what a pact might deliver, regardless of its ambition, as value for both sides is not a given. Indeed, even when the Labour government under Tony Blair set up the European Security and Defence Policy – the precursor to CSDP – in 1998, alongside France and against advice from his own diplomatic and military establishment, it was not a priority for the UK. It failed on its central “Helsinki Headline goal”, and the UK continued to align most closely with the US and NATO in the major conflicts that followed in Iraq, Afghanistan and Libya. + +The UK will inevitably experience frustrations as a partner of the EU, with different tempos in their respective policymaking machinery. As recent examples, the UK and EU have both embarked on counter-Houthi naval operations in the Red Sea and training for Ukrainian soldiers, but it took the EU a considerable time to agree on the structure for its own missions. In the interim, the UK made other arrangements – supporting the US in the former and choosing to establish its own Ukraine training mission, where the speed of implementation attracted the participation of Finland and Sweden – then EU but not NATO members – in advance of the establishment of the EU Training Mission. An agility disparity would likely persist even if a formal UK–EU agreement is reached. + + +### Mechanisms + +The new UK government should focus on agreeing a “UK–EU Joint Declaration on defence and security” as soon as practically possible to set a strong direction of travel. This would affirm the designation of each party as key allies who should engage in foreign, security and defence cooperation of a scale and scope that reflects their status. The Declaration would also set out a roadmap for substantive areas of cooperation to form building blocks for a modernised relationship. If this could be agreed in the remainder of this year, the UK could then use its strong relationship with Poland - as it takes over the rotating EU Council Presidency from 1 January 2024 – to undertake the substantive negotiations, also knowing the outcome of the US presidential election. + +Such a Declaration would not conflict with the existing TCA, nor require its revision. However, the periodic review of the TCA, first set for 2026, might be used to reconsider whether the limited provisions that it contains on UK–EU cooperation on international issues might be adjusted to be more expansive. The TCA review timetable would also align with the announced timeline for the Strategic Defence Review that Labour has pledged for its first year in office. This would allow for clarity from a new UK government as to the ideal form and function of cooperation with the EU on defence and security. Moreover, it would be wise to keep defence and security policy as a separate mechanism from the TCA in order to increase flexibility in a fast-changing European security environment. + + +### What Substantive Areas Should It Cover? + +A UK–EU Declaration should prioritise substantive areas for cooperation, rather than institutional landmarks, as the key to a close relationship. + +First, there needs to be a full alignment of Ukraine and Russia strategies for the long term. Supporting Ukraine to liberate its territory and denying Russia any strategic benefit from its invasion is a shared priority. While the current political strategy is set in NATO and the G7/Quad, as Ukraine moves down the road towards EU and NATO membership, there will be a need for better UK–EU coordination. The UK no longer has a say in EU enlargement, but it does have a significant stake in its successful conclusion – and, unlike the EU, the UK has a direct say in NATO’s enlargement. Both the EU and the UK will have a shared interest in Ukraine’s dual membership tracks proceeding in a synchronised manner. + +Second, there is China and the Indo-Pacific. The UK and the EU both have Indo-Pacific strategies, alongside five other individual European countries. As such, the broad European approach to China is disconnected and very piecemeal in some areas. At a minimum, the EU and UK need closer coordination (notably on the Indo-Pacific), especially as the UK is making long-term defence commitments through AUKUS and the Global Combat Air Programme that will be more effective if better coordinated. Moreover, for both the UK and the EU, greater European coordination may be necessary to manage any deconfliction with the US in its intent and interests in the Indo-Pacific. + +___`The Labour Party has acknowledged that a more coherent UK–EU relationship on foreign, security and defence policy would be beneficial, but it needs to make its ambitions more concrete`___ + +Third, the idea of an EU Defence Union now has a strong grip inside Brussels and some national capitals. The UK interest is in an “open” form of strategic autonomy and to embrace the EU as a vehicle for enhancing member state defence capabilities through encouraging greater economies of scale in defence procurement and driving down inefficiencies and duplications. A UK recognition that the EU is now an actor in European defence could be translated into greater advocacy for EU–NATO cooperation, rather than the current ambivalent position. The UK’s expectation might then be that the EU is more accommodating of the UK within its current defence industrial policy ambitions. + +Fourth, the emerging EU defence industrial policy ecosystem is largely closed to third countries (excepting EEA states). The direction of EU policy is of significant interest to the UK as a large defence industrial player and – just as importantly – if EU policy succeeds, European defence capabilities development will have a positive impact on what the 23 joint EU–NATO members contribute to assets available to the Alliance. The UK’s defence industrial footprint and its collaborative programmes with European states are an asset of benefit in any plan to rebalance the European and US contributions to European security. + +Fifth, third-party participation of the UK in CSDP missions would be of greatest benefit to the EU, with its Strategic Compass focus on Crisis Management. The former has an expeditionary mindset and capabilities to back this up. The UK-led Joint Expeditionary Force is a practical example of the benefits of setting significant ambitions for European states to operate collectively for pronounced effect. + +Sixth, intelligence. There is a significant disparity between UK and EU intelligence capabilities. The EU would benefit greatly from UK intelligence in all domains. The UK would also be able to actively contribute to the development of a European intelligence capability that addresses shared collective challenges more effectively. + + +### Getting It Over the Line + +While Russia’s war on Ukraine has demonstrated that shared interests can drive the UK and the EU to work closely together, there is a need for both sides to think long-term for the benefit of Europe. The Labour Party has acknowledged that a more coherent UK–EU relationship on foreign, security and defence policy would be beneficial, but it needs to make its ambitions more concrete. Thus far, the EU has not felt compelled to set out its own agenda for future security cooperation with the UK. Leadership changes in Brussels and London will allow for a stock-take of where cooperation might be enhanced. Moving quickly – especially in a climate in which US leadership may be in a state of flux – will be important, but ambitions for an enhanced relationship should privilege policy substance over a push for expansive formal agreements. + +--- + +__Ed Arnold__ is a Senior Research Fellow for European Security within the International Security department at RUSI. His experience covers defence, intelligence, counter-terrorism and counter-insurgency, within the public and private sector. His primary research focus is on the transformation of European security following Russia’s war on Ukraine. Specifically, he covers the evolving Euro-Atlantic security architecture, the security of northern Europe, and the UK contribution to European security through NATO, the Joint Expeditionary Force, and other fora. + +__Richard G. Whitman__ is an expert on the UK’s foreign and security and defence policies of the UK and the EU. He is Professor of Politics and International Relations at the University of Kent. He is the author and editor of eleven books and published over sixty academic articles and book chapters on European integration and UK foreign and security policy. Professor Whitman is currently leading on a project Securing Global Britain: Building and Sustaining Plurilateral Practices of Security Cooperation in Europe, funded by the Economic and Research Council’s UK in a Changing Europe initiative. diff --git a/_collections/_hkers/2024-07-18-house-of-cards.md b/_collections/_hkers/2024-07-18-house-of-cards.md new file mode 100644 index 00000000..2763418b --- /dev/null +++ b/_collections/_hkers/2024-07-18-house-of-cards.md @@ -0,0 +1,222 @@ +--- +layout: post +title : House Of Cards? +author: Heather Williams and Doreen Horschig +date : 2024-07-18 12:00:00 +0800 +image : https://i.imgur.com/z5UboKK.jpeg +#image_caption: "" +description: "Nuclear Norms in an Era of Strategic Competition" +excerpt_separator: +--- + +_While the norms against nuclear proliferation, use, and testing are widely supported and critical for stability, they are increasingly contested. The fragile interconnectedness of the norms urges global action to reinforce these pillars and prevent a destabilizing cascade._ + + + +In recent years, nuclear norms have faced significant challenges, as exemplified by Russian president Vladimir Putin’s November 2023 decision to withdraw Russia’s ratification of the Comprehensive Nuclear-Test-Ban Treaty (CTBT). This decision is part of a broader trend undermining nuclear institutions, such as the breakdown of bilateral arms control dialogue and the failure to achieve consensus within the Treaty on the Non-Proliferation of Nuclear Weapons (NPT). The erosion of these norms poses a critical question for the international community: Can the nuclear order be maintained — or will it collapse under persistent contestation? + +This paper analyzes the health of three key nuclear norms: nonproliferation, nonuse, and no testing. The findings indicate that while these norms are broadly supported and critical for stability, they are increasingly contested. The research paints a picture of a network of nuclear norms under stress. This contestation is led by a relatively small cast of characters, but growing friction within nuclear institutions from multiple directions and by a wide set of actors also challenges the existing nuclear order. + +Norm development is frequently depicted as a cascade, yet this cascade can also operate in reverse should a norm experience significant weakening. Such a reverse normative cascade has the potential to make the nuclear order collapse like a house of cards, whereby the violation of a single nuclear norm, such as the norm against testing, could have knock-on effects potentially undermining other norms, such as the one against proliferation. The interconnected nature of these norms means that a significant weakening of one could lead to a cascade effect, jeopardizing the others. + +#### Key Findings + +1. Nuclear norms are interdependent, and a normative cascade can go both ways: While the norms are often represented as stand-alone pillars, these pillars are arranged like dominoes: if one falls, another could follow. Proliferation, for example, has historically been followed by testing, and it could undermine the credibility of not only the NPT and CTBT but also their associated norms. Similarly, any use of a nuclear weapon could call into question the entire nuclear order and its ability to restrain nuclear use. + +2. Norm cascades or reverse cascades are exacerbated by regional dynamics: For example, Russia’s suspension of arms control agreements, such as New START, correlates with its invasion of Ukraine. States’ decisions to observe norms, therefore, depend not only on the wider international security environment, but particularly on the regional security environment and perceptions of threats from neighbors. + +3. The norm against nuclear testing is strong, but the weakest of the three: The norm against nuclear testing faces the most active contestation, highlighted by North Korea’s ongoing testing over the past decade and Russia’s potential resumption of testing. Another challenge is coming from contestation of the CTBT. One point of contestation is the treaty’s delayed entry into force, which remains a distant and unlikely prospect both because of the security environment and because of domestic political polarization, particularly within the United States. + +4. Treating nuclear possessors as a monolith could undermine nuclear norms: Many international actors treat all nuclear possessors as norm contesters because of nuclear modernization programs and continued reliance on nuclear weapons for deterrence. Overall, third-party responses have been strongly supportive of upholding all three norms. However, responses to potential nuclear use and nuclear threats have been less strong than the other two norms. The main example of this is the hesitant international response to Russia’s threats of nuclear use related to Ukraine. + +#### Policy Recommendations + +1. For Nuclear Possessors: Continue to uphold and reinforce nuclear norms through transparency, restraint, and collective efforts such as the P5 process (involving China, France, Russia, the United Kingdom, and the United States) and the Creating an Environment for Nuclear Disarmament (CEND) initiative. Specific activities might include reciprocal visits to test sites, along with incorporating risks of emerging technologies into multilateral dialogues. To strengthen the nonproliferation norm, the United States and United Kingdom can be more explicit about the historical nonproliferation benefits of extended nuclear deterrence. Additionally, states should refrain from explicit nuclear threats or escalatory language, such as threatening “World War III.” + +2. For the P3 (France, the United Kingdom, the United States): Lead efforts in risk reduction and norm reinforcement, engaging with both nuclear and non-nuclear states to address emerging threats and regional dynamics. These efforts might take place within the context of CEND, the initiative on irreversible nuclear disarmament (IND), or other new risk reduction efforts. This will require continuing to operate within the P5 process, but the P3 can also engage either bilaterally or multilaterally with a wider group of non-nuclear weapon states (NNWS) to understand and strengthen norms at the regional level. + +3. For Non-Nuclear Possessors and Civil Society: Play an active role in norm enforcement, particularly in the context of the NPT. One specific area where NNWS and civil society can strengthen nuclear norms is to avoid treating nuclear possessors as a monolith. They should also continue to pressure the P5 to continue with their dialogues and to address the risks of weakening norms in the context of emerging technologies, transparency of doctrine, and risk reduction initiatives. This group should also play an important role in championing the Fissile Material Cutoff Treaty and CTBT. A final point is that civil society can lead the way in public denouncements of norm violations. + +The paper is a call not only for nuclear weapon states (NWS) to uphold the nuclear norm network, but also for leadership by key states, such as the United Kingdom and United States, to engage with NNWS to strengthen norms and hold norm violators accountable. + + +### Introduction + +On March 13, 2024, Russian president Vladimir Putin added to his list of nuclear threats, stating that Moscow was ready to use nuclear weapons in case of a threat to “the existence of the Russian state, our sovereignty and independence.” This statement was the latest in a string of challenges to nuclear institutions, including the breakdown of bilateral arms control dialogue and the failure to reach consensus in the Treaty on the Non-Proliferation of Nuclear Weapons (NPT), often cited as the cornerstone of the nuclear order. In a statement to the United Nations Security Council (UNSC) in 2024, for example, UK ambassador James Kariuki cited the importance of the NPT in “preventing the erosion of non-proliferation.” Nuclear norms are being tested from multiple directions, and how the international community responds to these challenges will determine if the nuclear order can be stabilized through existing institutions or whether it faces an era of uncertainty. + +Examining the status of nuclear norms is not a purely academic exercise, although much of the thinking about norms is rooted in scholarship. The health of nuclear norms also has direct policy implications. Policy objectives for the international community, particularly for nuclear weapon states (NWS) with unique nuclear responsibilities, include upholding existing nuclear norms so as to avoid escalation to nuclear use or nuclear proliferation. The nuclear order, to include institutions and norms, is important because it provides stability and predictability on nuclear risks in a time of growing uncertainty. Treaties, norms, and other commonly observed practices inhibit potentially dangerous behaviors such as nuclear proliferation or testing, along with upholding the taboo against nuclear use. But a worsening security environment and new technologies, among other factors, threaten to undermine nuclear norms. + +___`Nuclear norms are being tested from multiple directions, and how the international community responds to these challenges will determine if the nuclear order can be stabilized through existing institutions or whether it faces an era of uncertainty.`___ + +Three norms serve as the foundation of the nuclear order: nonproliferation, nonuse, and no testing. This study uses an analytical framework to assess the health of these three nuclear norms and to identify policy options for strengthening them. The research paints a picture of an increasingly contested network of nuclear norms. This contestation is led by a relatively small cast of characters, but growing friction within nuclear institutions from multiple directions and by a wide set of actors also challenges the existing nuclear order. Much of the current contestation is driven by regional and domestic factors — including individuals — rather than by major strategic shifts or great power competition. Norm development is frequently depicted as a cascade, yet this cascade can also operate in reverse should a norm experience significant weakening. Such a reverse normative cascade has the potential to make the nuclear order collapse like a house of cards, whereby the violation of a single nuclear norm, such as the norm against testing, could have knock-on effects potentially undermining other norms, such as the one against proliferation. + +This paper proceeds in three sections. First, it provides an overview of the three key nuclear norms. Second, it uses an analytical framework to assess the health of nuclear norms and identify which are strongest as well as which are being contested and by whom on the basis of concordance, third-party responses, compliance, and implementation. This framework is derived from robust scholarship on norm evolution and health, and it demonstrates the value of bridging the academic and policy communities on pressing nuclear issues. Finally, the paper summarizes the four main findings from the analytical framework and offers a series of policy recommendations for strengthening norms, such as greater transparency, cooperative efforts to reduce nuclear risks, and public denouncement of norm violations. The paper is a call not only for NWS to uphold the nuclear norm network, but also for leadership by key states, such as the United Kingdom and United States, to engage with non-nuclear weapon states (NNWS) to strengthen norms and hold norm violators accountable. + + +### Three Nuclear Norms + +_Nonproliferation, Nonuse, and No Testing_ + +Michael Krepon, in his 2021 book Winning and Losing the Nuclear Peace, emphasized the importance of sustaining the norms against nuclear proliferation, the use of nuclear weapons in warfare, and further nuclear weapons testing. Krepon argued that arms control efforts should focus on upholding these norms. Like Krepon, this paper does not include norms of disarmament or deterrence in its analysis, given that disarmament and abolition “reflect aspirational standards that have been beyond reach for every generation that has lived uneasily with nuclear danger. . . . The human costs of continued warfare have been great, but not anywhere near as great as in wars fought before the Bomb was invented.” Similarly, it does not include disarmament as a norm because while disarmament is captured in NPT Article VI and nuclear arsenals have been reduced by approximately 88 percent since the height of the Cold War, progress toward disarmament has stagnated and is not a consistent practice. Additionally, scholarship by Jean-Baptiste Jeangene Vilmer and Lawrence Freedman has demonstrated that nuclear disarmament does not constitute a norm because it does not have a norm “entrepreneur” among nuclear possessors and may fail to fully emerge. Nuclear deterrence, conversely, remains a consistent practice among nuclear possessors and states covered by extended nuclear deterrence (such as within NATO), and it is also occasionally cited as consistent with the norm of nonuse. But nuclear deterrence remains widely contested among NNWS and much of civil society, and it has not reached the same widespread acceptance as the nuclear taboo, for example. + +At the outset, it is important to recognize the potential limits of focusing on norms as an indicator of the strength of the nuclear order and as a policy framework. Norms are intended to set rules of the road to shape broader behaviors. The hope is that a norm violation would inspire widespread condemnation and outrage. However, sometimes outrage is not enough to shape states’ behavior in the face of unprecedented security threats. Norms are neither valued nor observed symmetrically among states, possessors and non-possessors alike. + +The table below summarizes the three nuclear norms and their approximate years of origin. + +![image01](https://i.imgur.com/RNEU3kC.png) +_▲ Table 1: Nuclear Norms_ + +The nuclear nonproliferation norm is defined as a set of principles, agreements, and international efforts aimed at preventing the spread of nuclear weapons, fissionable material, and weapons-applicable nuclear technology and information. Koplow, for example, defines the nonproliferation regime as “the set of treaties, agreements, conventions, formal and informal groupings, rules, and norms that seek to limit the spread of nuclear weapons.” Despite four nuclear-armed countries remaining outside of the 1968 NPT, nuclear nonproliferation has been marked by the widespread international recognition that having more states with nuclear weapons would be destabilizing and could increase the risks of nuclear use. The treaty itself, supported by 191 countries, states that “the proliferation of nuclear weapons would seriously enhance the danger of nuclear war.” + +The present analysis focuses on the norm against horizontal proliferation: the spread of nuclear weapons and materials between states or other international actors. This paper does not include so-called vertical proliferation (i.e., nuclear modernization) as part of the norm. Established nuclear powers, including the United States, Russia, and China, continue to modernize, and in some cases expand, their arsenals, which challenges the emergence of a norm against vertical proliferation. Despite their commitments to nuclear disarmament, these states justify their proliferation efforts based on security imperatives, technological advancements, and the perceived necessity of maintaining credible deterrence. + +The norm against nuclear weapon use is largely based on the recognition of the potentially catastrophic humanitarian consequences of nuclear detonations and the potential for escalation associated with the use of nuclear weapons. It dates back over seven decades, emerging after the United States used atomic weapons on Hiroshima and Nagasaki in 1945. The norm endured the end of the nuclear monopoly with the development of nuclear weapons by the Soviet Union, as well as the intense geopolitical rivalry of the Cold War era, when the threat of nuclear warfare loomed large. However, despite the temptation to employ nuclear weapons, both superpowers exhibited restraint, recognizing the immense consequences of nuclear conflict and the risk of mutual assured destruction. As Nina Tannenwald highlights, for example, Secretary of Defense Robert McNamara and Secretary of State Dean Rusk opposed the use of nuclear weapons during the Vietnam War because of the fallout risks and unacceptable destruction, reinforcing the taboo against nuclear use. Similarly, the Soviet Union chose to lose the war in Afghanistan rather than seek to achieve its objectives through “winning” with the use of nuclear weapons. Subsequent diplomatic efforts, international treaties, and various arms control agreements — such as the 1973 Agreement on the Prevention of Nuclear War — strengthened the norm. + +Lastly, the norm against nuclear testing refers to a shared understanding that states will refrain from conducting explosive nuclear weapons tests in the atmosphere, underwater, in outer space, underground, or anywhere on earth. The first nuclear test was conducted by the United States in July 1945. After that, nuclear testing quickly became a crucial aspect of the Cold War competition between Washington and Moscow. The United States conducted 1,032 tests and the Soviet Union conducted 715, with the Castle Bravo test being the worst radiological disaster in U.S. history due to its contamination of local civilians on the Marshall Islands. The subsequent arms race between the United States and the Soviet Union fueled an extensive period of testing in different domains. However, concerns over the environmental and humanitarian consequences led to international efforts to halt testing, beginning as early as 1954. After a testing moratorium was put in place between the United Kingdom, the United States, and the Soviet Union between 1958 and 1961, as well as limited test ban agreements, a new test ban was proposed in 1990. The norm is now supported by various agreements and initiatives aimed at reducing the risks associated with nuclear testing. Major legal mechanisms to identify concordance with the norm are the 1963 Partial Test Ban Treaty (PTBT), which prohibited atmospheric testing, and its successor, the 1996 Comprehensive Nuclear-Test-Ban Treaty (CTBT), which further restricted nuclear testing. The CTBT has not yet entered into force. Since it was opened for signature, none of the NPT’s NWS have engaged in nuclear testing; however, India and Pakistan tested in 1998, and North Korea continues to test or threaten to test nuclear weapons as part of its nuclear signaling. + +It is important to acknowledge at the outset a high degree of dynamism across the three norms, as evident in their evolution, interaction, and roles in shaping international relations. They essentially form a network of reinforcing mechanisms for nuclear stability. The norm against the use of nuclear weapons, for example, emerged amid Cold War rivalries, with both superpowers laying the groundwork for mutual restraint. Recognizing that any conflict between the two would have catastrophic consequences, President Ronald Reagan and General Secretary Mikhail Gorbachev agreed at the Geneva Summit in 1985 that a nuclear war cannot be won and must never be fought. Since the emergence of these norms, their robustness has varied due to fluctuations in levels of enforcement, adherence, and the institutional strength of the United Nations and other international bodies. Despite varying degrees of strength over time, these norms, working in concert, serve as the foundation of the nuclear order, highlighting the dynamic interplay between policy, historical evolution, and contemporary challenges. + + +### The Health of Nuclear Norms + +The following section assesses the robustness and health of the three nuclear norms. Informed by case studies in security and humanitarian law, an analytical framework from Nicole Deitelhoff and Lisbeth Zimmermann identifies conditions affecting the strength, resilience, and durability of global norms. While it can seem in the nuclear policy discourse that these nuclear norms are on the verge of disappearing, the framework shows that they tend to be much more robust than many others in international relations. + +There are four common critical indicators across norms in security studies: concordance, third-party responses, compliance, and implementation. The first two constitute discourse-based metrics of a norm’s strength, whereas the third and fourth components are practice-based and entail specific behaviors. The four indicators are equally weighted to evaluate a norm’s robustness. + +1. Concordance with the norm describes the acceptance of a norm’s legitimacy by a state or the general public. It is characterized by belief in norm-enforcing entities, including institutions tasked with monitoring or implementing the norm. Concordance is also measured by the absolute and relative number of ratifications and the standard and quality of opt-out clauses. High concordance, for example, would see universal or near-universal participation in international treaties, with few, if any, opt-out clauses. Low concordance, conversely, would be shown by the absence of international agreements capturing a norm. + +2. Third-party responses to norm violations can include discursive and material sanctioning. Strong third-party responses include universal sanctioning to noncompliance. Weak responses, such as ignoring or directly or indirectly endorsing violations, would rank low in third-party responses. + +3. Compliance indicates behavior consistent with norms. This is evaluated by how widespread or rare compliance is. All norms encounter a certain amount of noncompliance, often inadvertent, and compliance alone does not explain robustness. + +4. Implementation of a norm is critical and can help illustrate when norms withstand challenges. This is measured through the inclusion of norms in policy papers and protocols, the creation of institutions, or the adoption of norms into domestic law. Compliance and implementation are practice-based dimensions to measure the robustness of norms over time and across cases. + +The application of this framework offers insights into the robustness of international norms. Table 2 provides an overall assessment of the strength of the nuclear norms, evaluating them from moderate, to strong, to very strong. The table includes some nonexhaustive examples. Justification for the metrics of “Very Strong” to “Moderate” is explained below in greater detail. + +![image02](https://i.imgur.com/5BxtjRc.png) +_▲ Table 2: Assessing Nuclear Norms_ + +It is important to note, however, that this framework alone does not inherently capture dynamic factors, such as the mutually reinforcing nature of many of these norms. Nor does it capture the evolution of the norms over time, an important point of analysis given changing strategic and technological landscapes. Below is a more in-depth analysis, including consideration of dynamism across the norms, to better understand the health of the three nuclear norms and their relationships to each other. + +#### Nonproliferation + +The norm against nuclear proliferation has high concordance in policies and treaties, making the norm very robust. The NPT is a cornerstone of global cooperation against nuclear proliferation, with near-universal acceptance, from 191 UN members, creating a robust legal framework against nuclear proliferation. In addition to the NPT, UNSC Resolution 1540 further solidified efforts against proliferation by mandating member states to establish legal measures against the spread of weapons of mass destruction. The nuclear nonproliferation regime encompasses various formal agreements, institutions, and informal groupings beyond the NPT and UNSC resolution. These elements — including nuclear-weapon-free zones (NWFZ), institutions such as the International Atomic Energy Agency (IAEA), and other informal efforts (e.g., the Nuclear Suppliers Group, the Zanger Committee, the four Nuclear Security Summits, the Six-Party Talks, and the Creating an Environment for Nuclear Disarmament initiative) — contribute to the strengthening of the norm. + +The scope and number of institutions and groupings committed to nuclear nonproliferation signal a widespread third-party response to violations. Breaches of the norm prohibiting nuclear proliferation have prompted robust responses from numerous actors, eliciting international condemnation, economic sanctions, and diplomatic isolation. Whether from individual state actors, alliances such as the European Union, or the UNSC, there is a historical precedent of condemning norm violations by would-be proliferators. The UNSC Sanctions Committee on North Korea, for example, was created in 2006 to address North Korea’s nuclear testing and proliferation activities. + +With high acceptance rates, compliance with the norm against nuclear proliferation is nearly universal. The IAEA, through comprehensive safeguards agreements and the Additional Protocol, plays a crucial role in verifying compliance. For instance, the agency conducted numerous inspections in Iran to ensure adherence to its nuclear obligations. Regional organizations also ensure adherence to specific treaties, emphasizing the multilevel implementation of the norm. For example, the compliance with the obligations of the Treaty of Tlatelolco is ensured by the Agency for the Prohibition of Nuclear Weapons in Latin America and the Caribbean, and the African Commission on Nuclear Energy ensures the implementation of the Treaty of Pelindaba. Overall, the norm against nuclear proliferation exhibits high robustness due to its concordance, reactions to violations, and effective implementation mechanisms. + +Nonetheless, today the nonproliferation norm faces challenges from various actors. Iran’s nuclear program poses a major provocation, and while Iran claims that its activities are intended for peaceful purposes, Western nations and international organizations have raised concerns about the intent and extent of its nuclear endeavors. Similarly, North Korea’s withdrawal from the NPT in 2003 and its development of nuclear weapons have been an ongoing challenge to the nonproliferation norm. Efforts to negotiate and redefine norms related to nuclear proliferation on the Korean Peninsula continue amid diplomatic tensions. Additionally, in March 2024, Russia vetoed the mandate of a UN Panel of Experts tasked with monitoring enforcement of the sanctions regime against North Korea. This not only weakens the implementation of the norm but also suggests a weakening in third-party responses to norm violation. + +___`Overall, the norm against nuclear proliferation exhibits high robustness due to its concordance, reactions to violations, and effective implementation mechanisms.`___ + +But potential challenges to the nonproliferation norm are also coming from new directions. Given the threat from North Korea’s nuclear program, South Korea may contest the norm against nuclear proliferation, although the likelihood of this is hard to measure. However, polling data shows a gap in public and elite opinions on the issue of South Korea developing an independent nuclear program. A majority (71 percent) of the South Korean public supports an independent nuclear deterrent, while only one-third of the elite supports it (34 percent). + +In the Middle East, Crown Prince Mohammed bin Salman has stated that if Iran did successfully develop a weapon, Saudia Arabia “will have to get one.” Of course, Iran’s ongoing nuclear program itself challenges the nonproliferation norm. While officially endorsing the NPT, concerns persist about Saudi Arabia’s potential interest in developing its nuclear capabilities, posing challenges to existing norms. Saudi Arabia pursuing a nuclear program would hold serious implications for regional stability and the integrity of nonproliferation efforts. Whether or not South Korea, Saudia Arabia, or other states pursue an independent nuclear weapons program will depend not only on regional security dynamics but also on the restraining power of institutions such as the NPT. At present, it is hard to imagine that South Korea, for example, would be the second state to withdraw from the NPT after North Korea. However, if the normative power of the NPT or other nuclear institutions weakens over time, that restraining power may diminish as well. + +#### Nonuse + +Generally, there is high concordance with the norm of nonuse, yet there are fewer legal mechanisms to enforce this norm compared to nonproliferation. While the NPT — the primary treaty for nonproliferation — does not explicitly prohibit nuclear use, norms regulating potential nuclear use (or nonuse) are directly and indirectly addressed through international humanitarian law. However, international humanitarian law refers to the use of force more broadly, rather than nuclear use specifically. The Treaty on the Prohibition of Nuclear Weapons (TPNW) explicitly refers to the prohibition of nuclear use, but the treaty is not universally accepted. Despite some reservations, the ratification of NWFZs contributes to increasing concordance regionally. For example, a basic party obligation in the Treaty on a Nuclear-Weapon-Free Zone in Central Asia is “not to allow in its territory: the production, acquisition, stationing, storage or use, of any nuclear weapon or other nuclear explosive device.” + +___`Generally, there is high concordance with the norm of nonuse, yet there are fewer legal mechanisms to enforce this norm compared to nonproliferation.`___ + +__Third-party reactions__ to the use of nuclear weapons have been strong. Acting and former UN secretary-generals António Guterres and Kofi Annan both called out the U.S. atomic bombings of Japan in 1945 as a moment of unmatched horror for humanity. Reactions to the threat of use, however, have been fairly mixed, with condemnation by many Western states, but overall the responses have not been universal. Guterres told the UNSC in March 2024 that “nuclear saber-rattling must stop [and] threats to use nuclear weapons in any capacity are unacceptable.” Steen Hansen, minister counsellor of the European Union, similarly condemned Russian threats as dangerous and unacceptable. But many other international actors have remained largely silent about Russian nuclear threats amid the war in Ukraine. + +Third-party actors, including civil society groups and human rights organizations, bolster norm robustness by condemning nuclear use and emphasizing humanitarian and environmental effects. This ranges from the Hibakusha — people affected by the atomic bombings of Japan — to scientific groups such as the International Physicians for the Prevention of Nuclear War. For example, the International Campaign to Abolish Nuclear Weapons issued a statement in 2022 condemning “nuclear threats [as] unacceptable at any time, by anyone. Putin’s threats increase the risk of escalation to a nuclear conflict.” In 2023, Chinese president Xi Jinping emphasized the need for the international community to “jointly oppose the use of, or threats to use, nuclear weapons.” But not all actors were swift to condemn Russia’s nuclear saber-rattling. The first TPNW Meeting of States Parties, for example, failed to call out Russian nuclear threats, despite the treaty explicitly prohibiting the use and threat of use of nuclear weapons. Some nations with close economic or security ties to Russia, particularly in Central Asia, were hesitant to openly criticize Moscow. + +__Compliance__ with the norm is nearly universal, with few actors showing behavior that would suggest an intent to break the nearly 80-year tradition of nuclear nonuse. States have largely been dissuaded from using nuclear weapons in conflicts since the first use of atomic weapons in 1945. While nonuse has persisted, there have been nuclear threats. The United States and the Soviet Union issued nuclear threats during the Berlin Crisis (1958–61) and Cuban Missile Crisis (1962), North Korea has threatened South Korea and its allies multiple times over recent decades, and India and Pakistan have made veiled threats against each other in the past. More recently, nuclear threats have been an integral part of Putin’s strategy for deterring Western intervention in the ongoing war in Ukraine. In February 2024, for example, Putin stated that Western nations “must realise that we also have weapons that can hit targets on their territory.” The extent to which these threats have the potential to lower the threshold for nuclear use remains unclear, but they should not be discounted. + +__Implementation__ of the norm occurs at various levels, with regional enforcement through NWFZ agreements indicating high implementation — with the caveat that countries in NWFZs cannot use or threaten to use nuclear weapons and none of these states possess nuclear weapons. NWFZs are an example of the interconnectedness of the nuclear norms, with some institutions and actors encompassing all three nuclear norms. Some states include the norm against nuclear use in their domestic nuclear strategy through declared no-first-use policies, adding a level of implementation. Other domestic efforts such as law of war manuals subject nuclear use to the principles of proportionality and discrimination. + +#### No Testing + +__Concordance__ with the norm against nuclear testing is captured primarily in legal mechanisms such as the PTBT and CTBT. While the CTBT is considered the cornerstone of efforts to halt global nuclear testing, it has not yet entered into force due to reluctance by a key group of states to ratify or sign the treaty. Nevertheless, nuclear possessors, with the exception of North Korea, continue to refrain from nuclear testing. Although a significant number of countries have ratified the treaty, the absence of universal participation from nuclear states could diminish the robustness of concordance with the norm, according to the analytical framework. + +Violations of the norm have elicited strong __third-party reactions__ in recent years, including international condemnation and sanctions by individual states as well as the European Union and the UNSC. Civil society efforts by affected communities and organizations have also played a significant role in condemning nuclear testing, resulting in legislative measures such as the Radiation Exposure Compensation Act in the United States. Strong reactions are nearly universal and occur at various levels. For example, the UNSC has passed nearly a dozen sanctions on North Korea since 2006 because of the state’s nuclear program. This includes sanctions on military and arms trade, along with impacts on the financial assets of key individuals, in response to nuclear testing. + +Despite the norm against nuclear testing taking hold with the end of the Cold War, a handful of states have continued testing to develop their nuclear weapons programs. There have been 10 nuclear tests since the CTBT opened for signature in 1996: two by India (1998), two by Pakistan (1998), and six by North Korea (2006, 2009, 2013, two in 2016, and 2017). Compliance has been widespread over the past 30 years, although there have been concerns about low-yield testing, particularly by Russia, such as those raised by the U.S. State Department’s annual compliance report. Thus, while the nonproliferation norm is supported by an active treaty and the nuclear nonuse norm lacks a universally accepted treaty, the nuclear testing norm is upheld by a treaty that is not yet in force. + +___`While the nonproliferation norm is supported by an active treaty and the nuclear nonuse norm lacks a universally accepted treaty, the nuclear testing norm is upheld by a treaty that is not yet in force.`___ + +__Implementation__ of the norm involves various verification methods, including monitoring stations and radionuclide laboratories operated by CTBT signatories. The treaty relies on data from monitoring stations around the world, which is collected and analyzed by the International Data Center. While all signatories have access to this data, only countries that have ratified the treaty are considered full participants. Regional enforcement mechanisms, such as those embedded in NWFZs, signal a high level of implementation in specific regional zones. + +Russia and the United States have engaged in extensive discussions regarding the interpretation of the CTBT. Although both countries have signed the treaty, they hold differing views on what constitutes a violation, illustrating applicatory contestation as they negotiate the scope and interpretation of the norm against nuclear testing. A key point of contention is the concept of zero-yield testing. The CTBT bans all nuclear explosions, but some argue that explosions with an immeasurably small yield are not truly nuclear tests and should be permissible. Putin’s remarks in October 2023 about Russia’s possible readiness to resume nuclear testing reflect this ongoing debate: “I am not ready to tell you right now whether we need or do not need to carry out these tests.” He framed Russia’s potential return to testing as contingent on whether the United States tests. Additionally, some officials in the Trump administration suggested that a return to nuclear testing might be an option. Most recent, Robert C. O’Brien, former national security adviser to Trump, reiterated this need to “test new nuclear weapons for reliability and safety.” + +Like others, the norm against nuclear testing is being contested by a small group of nuclear possessors. North Korea continues to defy the norm by testing or threatening to test nuclear weapons and their means of delivery. Despite international condemnation, Pyongyang argues that such tests are vital for its defensive capabilities. A public statement accompanying one of its 2016 tests emphasized North Korea’s right to self-defense and its intention to bolster its nuclear force against perceived threats, particularly from the United States. Additionally, Russia’s deratification of the CTBT in 2023 and Putin’s suggestion that Russia could return to testing also have the potential to undermine the norm. + + +### Avoiding a Reverse Normative Cascade + +The normative framework presents both a positive but also a cautionary tale. Overall, the nuclear norms remain strong and are widely observed, despite contestation by a small group of actors and a worsening security environment. They are buttressed by widespread concordance with treaties and agreements, particularly the NPT and regional initiatives, such as NWFZs. And yet, despite the historical resilience and overall robustness of these norms, they face ongoing challenges and adaptations. The nonuse norm, for example, demonstrates considerable resilience and is widely recognized as “taboo.” And yet it is being contested by continued Russian and North Korean nuclear threats — some of which do not receive widespread international condemnation. + +To clarify, this paper’s intention is not to present an overly optimistic perspective, but rather to offer a word of caution. The network of nuclear norms could either be reinforced as a lasting foundation of nuclear order or it could collapse like a house of cards. The interconnected nature of nuclear norms is both their strength and their vulnerability when faced with concerted and persistent contestation. + +___`The network of nuclear norms could either be reinforced as a lasting foundation of nuclear order or it could collapse like a house of cards. The interconnected nature of nuclear norms is both their strength and their vulnerability when faced with concerted and persistent contestation.`___ + +A key question from the analysis is who creates, upholds, and challenges norms. Norm establishment, to include normative cascades, typically requires norm entrepreneurs or key stakeholders that can build domestic and international consensus. Similarly, norm contestation also begins with individuals; the inverse of entrepreneurs are norm contesters. When it comes to nuclear decisionmaking, particularly in authoritarian countries such as North Korea, Iran, Russia, and China, individual leaders play an outsized role. Russia’s threats of nuclear use in the war in Ukraine have been seemingly driven by Putin. North Korea’s nuclear program is driven by Kim Jong-un and has been personalized to the Kim family. This finding aligns with other scholarship pointing to the importance of individuals in international security. Solingen, among others, has found that + +> . . . systematic differences in nuclear behavior can be observed between states whose leaders or ruling coalitions advocate integration in the global economy, and those whose leaders reject it. . . . Conversely, leaders and ruling coalitions rejecting internationalization incur fewer such costs and have greater incentives to exploit nuclear weapons as tools in nationalist platforms of political competition and for staying in power. + +Based on the normative framework and the present analysis, this report draws four main conclusions about the health of nuclear norms and the strength of the existing nuclear order. It then offers three sets of recommendations for strengthening nuclear norms, grouped by who should execute them: (1) nuclear possessors, including those in the P5 process (China, France, Russia, the United Kingdom, and the United States); (2) the P3 (France, the United Kingdom, and the United States); and (3) nuclear non-possessors, which includes civil society. + +#### Findings + +1. Finding 1: Nuclear norms are interdependent, and a normative cascade can go both ways. + + While nuclear norms continue to benefit from widespread international support, particularly in comparison to other international norms, all three are being tested concurrently. This contestation reflects states’ responses to a dynamic and uncertain geopolitical and technological landscape. While the norms are often represented as stand-alone pillars, these pillars are arranged like dominoes: if one falls, another could follow. Norm development is often portrayed as a cascade, but this cascade could also work in reverse if one norm is significantly weakened. + + On the one hand, this interconnectedness could contribute to strengthening norms. Third-party responses and compliance could speak to multiple norms at once. For example, the NWFZs contribute to strengthening all three norms. On the other hand, one norm’s breakdown could undermine the others. Proliferation, for example, has historically been followed by testing, and it could undermine the credibility of not only the NPT and CTBT but also their associated norms. Similarly, any use of a nuclear weapon would be a game changer and could call into question the entire nuclear order and its ability to restrain nuclear use. + +2. Finding 2: Norm cascades or reverse cascades are exacerbated by regional dynamics. + + Norm contestation appears particularly linked to regional issues. For example, Russia’s suspension of arms control agreements, such as New START, correlates with its invasion of Ukraine. Similarly, Russia’s nuclear saber-rattling, which has the potential to undermine the norm against nuclear use, is tied to its illegal invasion of Ukraine. Early on, Putin blamed the United States and NATO for its overreach and expansion in Europe: “What the United States is doing in Ukraine is at our doorstep. . . . And they should understand that we have nowhere further to retreat to. Under [U.S.] protection, they are arming and urging on extremists from a neighbouring country at Russia.” For the Middle East, Saudi Arabia’s threat to pursue nuclear weapons is explicitly tied to regional proliferation and stability, namely whether or not Iran develops nuclear weapons. Similarly, in South Asia, violations are tied to the tensions between India and Pakistan. In response to India’s two nuclear tests in 1998, Pakistan announced its own tests only a few days later. States’ decisions to observe norms, therefore, depend not only on the wider international security environment, but particularly on the regional security environment and perceptions of threats from neighbors. + +3. Finding 3: The norm against nuclear testing is strong, but the weakest of the three. + + The analytical framework indicates that the norm against nuclear testing is currently facing the most active contestation from multiple directions. The most recent violation of any of the three norms occurred due to North Korea’s 2017 test, not to mention its ongoing threats to test again, which all challenge the norm against testing. In 2022, for example, South Korean president Yoon Suk Yeol indicated that North Korea had completed preparations for a seventh nuclear test. One positive trend in the norm against testing has been the strong response to North Korea’s most recent nuclear tests, particularly by China. This is an important development compared to earlier nuclear tests; however, given Pyongyang and Moscow’s growing closeness, a future test may not receive consensus or UNSC condemnation. Senior officials from Russia and North Korea are meeting regularly to enhance collaboration across various domains such as the economy, science and technology, and culture. In September 2023, for example, North Korean leader Kim Jong-un traveled to Russia’s Far East to promote military and technological links with Russia. Only a few months later, in June 2024, President Putin made his way to North Korea, likely deepening the relationship. + + ___`Given Pyongyang and Moscow’s growing closeness, a future test may not receive consensus or UNSC condemnation.`___ + + Another challenge is coming from contestation of the CTBT. One point of contestation is the treaty’s delayed entry into force, which remains a distant and unlikely prospect both because of the security environment and because of domestic political polarization, particularly within the United States. The CTBT is also contested by Russia’s deratification. Amid the increasing tensions in the international order, some nuclear-armed states may propose alternative normative frameworks prioritizing national sovereignty over disarmament efforts. + +4. Finding 4: Treating nuclear possessors as a monolith could undermine nuclear norms. + + While this analysis points to a small group of norm contesters, many international actors treat all nuclear possessors as norm contesters because of nuclear modernization programs and continued reliance on nuclear weapons for deterrence. Overall, third-party responses have been strongly supportive of upholding all three norms; however, responses to potential nuclear use and nuclear threats have been less strong than the other two norms. The obvious example of this is the muted international response to Russia’s threats of nuclear use related to Ukraine. While Western leaders, including NATO, explicitly and publicly called out Russian saber-rattling, for example, in the fall of 2022, others were more subdued in their responses. It is believed that Chinese and Indian leaders privately signaled to Putin to de-escalate tensions and nuclear threats in the fall of 2022, but the lack of public outcry does little to strengthen the norms. China and India can take on a more influential role in messaging to Putin the risk that his nuclear threats incur. + +#### Recommendations + +Based on these findings, the paper offers three sets of policy recommendations for nuclear possessors and nonpossessors to strengthen existing norms and their associated institutions. + +1. Recommendation Set 1: Nuclear Possessors and the P5 Process + + First and foremost, nuclear possessors should continue to observe and uphold the three nuclear norms. This may be more complicated than it appears. For example, a historically successful tool of nonproliferation has been extended nuclear deterrence to allies and partners, which could require strong nuclear deterrence signaling. Francis Gavin points to NATO as an efficient example of this strategy. Another complication is the fine line between threatening nuclear use — which could undermine the norm against use — and policies of nuclear deterrence which hold at risk what an adversary values to prevent escalation. To reconcile these challenges, nuclear possessors, particularly the United States and United Kingdom, can be more explicit about the historical nonproliferation benefits of extended nuclear deterrence. Additionally, states should refrain from explicit nuclear threats or escalatory language, such as threatening “World War III.” + + In addition to unilateral restraint and policies, nuclear possessors can also work collectively to uphold and strengthen nuclear norms through forums such as the P5 process as well as the Creating an Environment for Nuclear Disarmament (CEND) and Irreversible Nuclear Disarmament (IND) initiatives. The P5 process is under pressure because of tension in the security environment, but it remains one of the best opportunities for reinforcing norms and reducing risk. Some recent proposals would contribute to strengthening norms against use and testing, such as reciprocal visits to former test sites, a joint statement on a continued testing moratorium, and transparency of doctrines and risk reduction efforts to avoid escalation to nuclear use. The CEND initiative continues to hold plenary meetings, including subgroup work on emerging technologies and risk reduction. One potential area of work would be for CEND participants to identify how emerging technologies, such as additive manufacturing, could undermine norms of nonproliferation. Likewise, the IND initiative is an important opportunity to explore the role of norms in making progress toward political, legal, and technical mechanisms to facilitate irreversible nuclear disarmament. + +2. Recommendation Set 2: France, the United Kingdom, and the United States (P3) + + Nuclear possessors have unique responsibilities. Ideally, the P5 would act in concert in fulfilling those responsibilities by jointly pursuing many of these opportunities to strengthen nuclear norms. In the absence of P5 unity and consensus, however, France, the United Kingdom, and the United States might lead efforts to pursue these actions. Other opportunities include leading in CEND, IND, and new risk reduction efforts, such as inviting other NWS to join a “human-in-the-loop” commitment in nuclear decisionmaking. There are challenges and risks with this approach. The biggest risk is breaking the P5 process. Undermining the P5 process at a time when the NPT is under pressure could be dangerous. If the P5 process fails to yield substantive results in disarmament, arms control, risk reduction, and transparency, this would be met with deep dissatisfaction by many NNWS and continue to exacerbate polarization within the NPT while inhibiting its ability to serve as a foundation for the nuclear order. + + Another area of opportunity for the P3 is to engage, either bilaterally or multilaterally, with members of the BRICS countries (Brazil, Russia, India, China, South Africa, Iran, Egypt, Ethiopia, and the United Arab Emirates) and NNWS to work cooperatively to strengthen nuclear norms. This can include engaging with groupings to better understand risks to nuclear norms at the regional level, along with building consensus around norms against the use and threat of use of nuclear weapons. + +3. Recommendation Set 3: Non-Nuclear Possessors and Civil Society + + States without nuclear weapons also have responsibilities for upholding nuclear norms, and this paper has demonstrated the importance of third-party responses in contributing to the health of nuclear norms — NWFZs, for example, have a cross-cutting effect on strengthening nuclear norms. But one specific area where NNWS and civil society can strengthen nuclear norms is to avoid treating nuclear possessors as a monolith. All NNWS, including in the context of the NPT review cycle, should call out norm-contesting behavior, such as nuclear threats and withdrawal from existing arms control agreements. These statements can be directed at various members of the P5 process, but they should be specific. They should also continue to pressure the P5 to continue with their dialogues and to address the risks of weakening norms in the context of emerging technologies, transparency of doctrine, and risk reduction initiatives. + + One area ripe for NNWS and civil society to increase pressure on nuclear possessors and upholding norms is around fissile material. These groups often criticize the Conference on Disarmament (CD) for failing to make progress in recent years, such as progress toward a Fissile Material Cutoff Treaty (FMCT). This approach, however, treats all CD members as the same, whereas lack of progress on an FMCT can be explicitly linked to two specific states: Pakistan and China. Pakistan continues to ask for a verifiable FMCT that addresses existing stockpiles of fissile material, not just future production, and China emphasizes the need for prioritizing disarmament by NWS, along with issues around verification. These concerns are understandable and grounds for dialogue, but they should not completely derail FMCT efforts. + +___`One area ripe for NNWS and civil society to increase pressure on nuclear possessors and upholding norms is around fissile material.`___ + +NNWS can also play an important role in enforcing the CTBT. By ratifying the CTBT, they contribute to its global legitimacy and pressure NWS to comply. They can engage in diplomatic efforts to advocate for the treaty’s universal adoption and implementation. Additionally, NNWS can increasingly participate in the CTBT’s verification regime, providing data and support to the International Monitoring System, which enhances the treaty’s enforcement and helps detect and call out any illicit nuclear tests in these regions. + +#### A Call for Action + +Despite the current geopolitical climate, there are still positive developments in the nuclear norm landscape worth noting. No new nuclear states have emerged in two decades, and President John F. Kennedy’s fear of dozens of nuclear possessors has not come to fruition. Nuclear weapons have not been used in conflict since 1945. And while North Korea remains the only country continuing to test nuclear weapons, it has been widely condemned as an international pariah as a result. Overall, nuclear norms are healthy — for now. + +All three norms are being actively contested amid a worsening geopolitical landscape. For this reason, policymakers should not be complacent about the health of the nuclear order, thinking that it is safe while underpinned by these norms. Instead, they should consider the interconnectedness of nuclear norms, as emphasized in this paper. With the possibility of a reverse normative cascade on the table, where the weakening of one norm could have ripple effects on others and potentially topple the nuclear landscape as it exists today, the risk is too great for policymakers to do nothing. + +--- + +__Heather Williams__ is the director of the Project on Nuclear Issues and a senior fellow in the International Security Program at the Center for Strategic and International Studies (CSIS). + +__Doreen Horschig__ is an associate fellow with the Project on Nuclear Issues at CSIS. She is also a non-resident research associate at the School of Politics, Security, and International Affairs at the University of Central Florida (UCF). diff --git a/_collections/_hkers/2024-07-19-small-eagle-big-dragon.md b/_collections/_hkers/2024-07-19-small-eagle-big-dragon.md new file mode 100644 index 00000000..d55d6350 --- /dev/null +++ b/_collections/_hkers/2024-07-19-small-eagle-big-dragon.md @@ -0,0 +1,78 @@ +--- +layout: post +title : Small Eagle, Big Dragon +author: Claude A Lambert +date : 2024-07-19 12:00:00 +0800 +image : https://i.imgur.com/h7R6fcy.jpeg +#image_caption: "" +description: "China’s Expanding Role in UN Peacekeeping" +excerpt_separator: +--- + +_In recent years, China has stepped up its contribution to UN peacekeeping operations, particularly in countries where doing so aligns with its strategic interests._ _The US must take action to reassert its leadership role in this space, not just to check Beijing’s growing influence, but to demonstrate that it is fully invested in bringing peace, security and stability to challenged regions._ + +In the summer of 2021, to mark the 50th anniversary of China’s entry into the UN, Foreign Minister Wang Yi boasted of China’s peacekeeping efforts, highlighting that the country had fulfilled its pledge to establish an 8,000-member standby peacekeeping force, participated in 29 former and ongoing peacekeeping operations, and contributed more than 50,000 personnel. Wang declared, “China has met its responsibilities for upholding world peace. Over the past 50 years, China has taken the side of fairness, upholding equality and opposing interference in other countries’ internal affairs, power politics and hegemonism”. He emphasised that China’s active involvement was a major departure from its longstanding policy of not participating in UN peacekeeping missions, which – from Beijing’s point of view –strategists and policymakers had underappreciated for too many years. + +By most accounts, the international community widely appreciates China’s growing contribution due to the unprecedented demand for UN peacekeeping. Today’s peacekeeping missions are increasingly complex in terms of the scale and scope of their mandates. However, China’s expanding role in peace operations highlights its growing prominence within the UN. This development directly challenges the US’s strategic influence and its broader role as leader of the rules-based international order. It is essential to recognise that peacekeeping, stabilisation and large-scale combat operations are not mutually exclusive. Instead, peace operations should be viewed through the lens of strategic competition which the US government can use to its advantage while assisting populations in need. + + +### Growth of Chinese Peacekeeping Activities + +Over the last 24 years, China has significantly expanded its participation in UN peacekeeping missions. In 2000, the country provided fewer than 100 personnel to all peace operations. Now, Beijing is the 10th largest troop and police contributor (2,274 personnel) of any country and the second largest financial supporter, providing nearly 19% of UN peacekeeping programme funding (see Figure 1). Moreover, China provides more peacekeepers to UN operations than all the other UN Security Council permanent members combined. + +![image01](https://i.imgur.com/2O3pPR9.png) +_▲ Figure 1: Chinese Troop and Police Contributions to UN Missions, 2000–2023_ + +While these contributions may appear positive for the overall UN peacekeeping agenda, China – like other countries – is motivated out of self-interest to advance its foreign policy objectives. Strong participation in UN peace operations is an ideal way for China to gain on-the-ground operational experience abroad, build multilateral cooperation, improve bilateral relations and advance a positive image domestically and worldwide. Also, China’s peacekeeping efforts appear to match its resource investments and economic interests, particularly in Africa, where more than three-quarters of Chinese nationals on UN missions are deployed. Beijing has progressively linked these deployments to protecting its interests and citizens on the continent. + +However, other significant factors may influence China’s peacekeeping activities apart from its economic interests, as suggested by data collected from 2012–2018 by Lucy Best. While China has disproportionately deployed peacekeepers in areas where it has commercial interests, investment levels do not necessarily lead to increased personnel counts. This implies that other factors could be at play in China’s decision to participate in peacekeeping missions. + +In addition to its growing troop and financial commitments, China established its Peacekeeping Affairs Centre in 2018 to coordinate international cooperation and manage its UN peacekeeping troop deployments, and is actively involved in leading peace training workshops and seminars. Through these efforts, China is gradually pressing for normative changes in UN peacekeeping that align with its more technocratic and state-centric vision. + +Most recently, China has been seeking to secure senior political and military peacekeeping leadership posts in the UN Department of Peace Operations (UNDPO), and it is alleged that Beijing wishes to supplant France as the head of the department – a position French diplomats have filled since 1966. To this end, China is building its depth of qualified personnel, as 13 of its military officers have held top UN operational peacekeeping positions, serving either as a force commander, deputy force commander, sector commander or deputy sector commander. If the assertions about Beijing’s ambitions prove correct, China could over time gain the experience and access needed to prioritise its interests to the detriment of US foreign policy objectives and Western peacekeeping norms. + +___`Strong participation in UN peace operations is an ideal way for China to gain on-the-ground operational experience abroad`___ + +In June 2023, Beijing distributed a short English-language promotional film on its Ministry of National Defense website (and on YouTube) called “Here I Am”, depicting its People’s Liberation Army (PLA) as a benevolent force that upholds justice and peace. The two-minute video combines live footage and animation highlighting the country’s military achievements in UN peacekeeping. While the video’s declarations may seem farfetched to some, it is undoubtedly good publicity. Chinese media and government officials portray these deployments as a positive investment in the country’s promise to support multilateral peace and stability missions. According to Courtney J Fung, China is seen by the UN community and beyond “as a committed peacekeeping state, one that recognises the value of peacekeeping for the UN and for its own discrete foreign policy goals.” + + +### Current US Peacekeeping Efforts – Are They Enough? + +Since its inaugural mission in 1948, the US has consistently been the largest financial contributor to UN peacekeeping efforts. Despite maintaining its position as the top funder, the US ranks 84th out of 123 contributing countries regarding the number of peacekeeping personnel deployed. With only 24 peacekeepers participating across seven missions, the US troop and police contributions to UN peacekeeping operations have gradually decreased since 2000 (see Figure 2). + +Factors that have contributed to this decline include US military obligations in Afghanistan and Iraq, policy shifts in response to significant geopolitical events, and the domestic political environment. In addition to its financial and troop commitments, the US provides training and equipment to assist partner countries in developing key enabling capabilities to train and sustain peacekeeping proficiencies through efforts such as the US State Department-led Global Peace Operations Initiative and the African Peacekeeping Rapid Response Partnership. With a total budget of more than $1.4 billion between fiscal years 2005–2022, these programmes provide a critical funding activity to prevent personnel readiness shortfalls in UN peace operations. + +![image02](https://i.imgur.com/mPDD5jH.png) +_▲ Figure 2: US Troop and Police Contributions to UN Missions, 2000–2023_ + +In 2015, at the Leaders’ Summit on Peacekeeping, President Barack Obama committed to expanding support for UN peace missions. He issued new presidential guidance, stating: + +> “We’ll work to double the number of US military officers serving in peacekeeping operations. We will offer logistical support, including our unrivaled network of air- and sea-lift. When there’s an urgent need…we’ll undertake engineering projects like building airfields and base camps for new missions. And we’ll step up our efforts to help build the UN’s capacity…” + +The summit was deemed a success, with 31 member states, including the US, committing to contribute over 40,000 troops and police, along with helicopters, engineering and naval units, and field hospitals. However, in the years that followed, the US’s commitment to enhancing UN peacekeeping operations seemed fleeting. Several initiatives have since stalled or been scaled down due to shifting US national security priorities. + + +### Recommendations + +To prevent China from dominating UN peacekeeping and achieving its objectives in this mission space, the US should develop and implement several actions now to reassert its leadership role in authorising and shaping peace operations, limit Chinese influence, and demonstrate that it is fully invested in bringing peace, security and stability to challenged regions. + +At a minimum, the US should support building a bench of qualified military personnel to serve in senior UN billets as proposed in a 2021 Institute for National Strategic Studies report by Bryce Loidolt. Presently, UN headquarters and peace operations deployments are not viewed by the US military services as career-enhancing assignments. However, this attitude may change if senior officers are regularly nominated and selected to serve in key UN peacekeeping staff billets. + +In addition to filling UN peace mission mid-level general staff positions, the US should actively seek to fill key operational-level leadership positions such as Chief of Staff or Command Group Advisor. This would be an ideal way to make UN officer assignments more attractive within the US military and to demonstrate to all member states that the US has the requisite experience to compete for senior positions within UNDPO. + +A high-impact, low-cost initiative would be to appropriately staff and fund the US Army Peacekeeping and Stability Operations Institute (PKSOI). The institute serves as the military lead agent for joint advocacy of peace and stability operations. Additionally, PKSOI develops concepts, doctrine and training to ensure the US joint force, interagency and allies/partners have the requisite expertise to plan and execute peacekeeping and stability operations. + +Often, PKSOI actively participates with the UN on doctrine and concept development, ensuring that US values and peacekeeping norms are upheld. In a 2018 cost-cutting move, the Army decided to decrease PKSOI’s staff and budget dramatically. Restoring PKSOI’s staff and funding to pre-2018 levels (42 billets for $3 million per year) would go a long way in expanding its doctrinal reach inside the UN and signal to the military departments, interagency and the international community that the US values peacekeeping operations and understands that they are a critical conflict management tool, particularly in an era of great power competition. + +The US rarely makes public pronouncements or consistently touts its longstanding support for UN peacekeeping. So, the US government should develop a comprehensive and active engagement plan to communicate all the ways in which it contributes to UN peacekeeping operations. For example, the US Military Observer Group – the Department of Defense’s focal point for military members serving in the UN – does not have a social media presence, and the State Department has few articles announcing its achievements in support of UN peacekeeping. Frequently broadcasting these milestones on US government social media accounts and public-facing webpages would be a low-cost strategic investment that would enable the US to enhance its image and effectively use peacekeeping as a tool to advance its key foreign policy objectives. + +Moreover, formally published US peacekeeping themes and messages may encourage Combatant Commanders to develop complementary talking points in order to foster better relations and increase US credibility on the issue when they engage in bilateral discussions with major UN peacekeeping troop-contributing countries. The preponderance of these large troop contributors are in the Indo-Pacific and Africa – two strategically important regions to US security interests. Better messaging would assist in emphasising the importance of upholding Western-backed peacekeeping norms – protecting civilians, monitoring and preventing human rights violations, and pursuing governance and security sector reforms. + + +### Conclusion + +While increasing US participation and visibility in UN peacekeeping operations offers benefits, it also entail risks. The US possesses substantial military capability and capacity, but these resources are finite and subject to ever-evolving foreign policy priorities. Despite these challenges, the US should capitalise on its contributions to UN peacekeeping by fostering relationships and securing access. This strategic approach would help to counter China’s influence, safeguard national security and advance the US’s foreign policy goals, ultimately enhancing its competitive edge. + +--- + +__Claude A Lambert__ is a US Army Strategic Plans and Policy Officer. He is a US Army War College Fellow and a Visiting Scholar at the Center for International Security and Cooperation at Stanford University. diff --git a/_collections/_hkers/2024-07-22-russias-cyber-campaign.md b/_collections/_hkers/2024-07-22-russias-cyber-campaign.md new file mode 100644 index 00000000..5841b7e4 --- /dev/null +++ b/_collections/_hkers/2024-07-22-russias-cyber-campaign.md @@ -0,0 +1,68 @@ +--- +layout: post +title : Russia’s Cyber Campaign +author: Dan Black +date : 2024-07-22 12:00:00 +0800 +image : https://i.imgur.com/V1V4uqF.jpeg +#image_caption: "" +description: "Russia’s Cyber Campaign Shifts to Ukraine’s Frontlines" +excerpt_separator: +--- + +_Russian intelligence services have now adapted their thinking about how to optimally integrate cyber and conventional capabilities._ + + + +With the main thrust of Russia’s anticipated summer offensive underway, it is an opportune moment to take stock of the significant and underappreciated changes that have taken hold in Moscow’s approach to cyber operations in Ukraine. + +Much Western analysis to date has fixated on Russia’s highly visible opening cyber offensive, the merits of its approach, and the potential for a renewed destructive campaign of a similar nature against Ukrainian critical infrastructure. This focus is misplaced, however, and has anchored Western understanding of the war’s cyber dimensions to Russia’s countervalue strategy to amass societal pressure via the widespread sabotage of computer networks – an approach that has not seen primacy since the invasion’s first year when assumptions about a short war still guided Russia’s theory of victory. + +The harsher reality is that Russia’s intelligence services have adapted their posture in cyberspace to the demands of a long war. Mounting evidence, stretching back to the months preceding Ukraine’s counteroffensive in 2023, indicates that multiple Russian cyber units have shifted their sights away from strategic civilian targets toward soldiers’ computers and mobiles endpoints in order to enable tactical military objectives on Ukraine’s frontlines. This change in operational focus has been cross-cutting, with Russian military intelligence (GRU) and the domestic security service (FSB) – long renowned for rivalry and mistrust – unifying their earlier disjointed cyber efforts and systematising a series of tradecraft adaptations intended to increase their military effectiveness. + +This has been a relative shift in priorities rather than a complete overhaul of Russia’s wider strategy. There remain patterns of operational activity indicative of sustained interest in Ukrainian critical infrastructure objects that would hold no immediate intelligence value, and therefore likely represent preparations for future sabotage. What is clear, however, is that Moscow has rebalanced its overarching concept of operations to emphasise targets that can provide more direct and tangible battlefield advantages to its conventional forces. + +These adjustments are not solely a reflection of Russia’s scaled-down ambitions in Ukraine, nor how its wider perception of Kyiv’s centre of gravity have changed over the past two years as the conflict intensified into a war of attrition. They are also an important signal of how Russia’s intelligence services have adapted their thinking about how to optimally integrate cyber and conventional capabilities after two years of high-intensity engagement, and what the coming months may bring as Russia makes a new push in eastern Ukraine. + + +### Russia’s Tactical Pivot + +The refocusing of Russia’s cyber campaign to meet what is almost certainly an increasing demand for tactical-relevant signals intelligence (SIGINT) has largely fallen into a few main lines of effort. + +___`Beyond targeted efforts to gain access to devices and systems used by Ukrainian soldiers, Russia has also reoriented its cyber forces to help locate Ukrainian military equipment and positions`___ + +The first has been penetrating devices used by Ukrainian soldiers at the front. Not only has Kyiv’s emphasis on “data-driven combat” made smartphones an invaluable source of location data to establish patterns of movement and locate and target Ukrainian positions, but the military’s dependence on free encrypted messaging applications (EMAs), such as Signal for secure operational communication, has made the ability to eavesdrop on these devices of paramount importance for both the GRU and the FSB. + +The challenge for Moscow is that collecting these types of signals is not a trivial feat at scale. The cryptographic protocols used by popular EMAs have withstood rigorous public scrutiny, and it is unlikely Russia’s services are capable of quietly breaking them. Phones at the front are also unlikely to be connected to mobile networks where geolocation and other signals can be reliably collected upstream through compromised telecommunications infrastructure or by electronic warfare capabilities. This has driven the intelligence services to adopt a few operational concepts to fill this critical collection gap. + +One method has been conventional attempts at full-device compromise using malware, more often than not, disguised as applications used by the Ukrainian military. While this tradecraft is not altogether new – the GRU first altered a Ukrainian app to geolocate artillery units in 2016 – the masking of malware as versions of mobile applications has increased significantly in response to Kyiv’s suite of software-driven military innovations. These operations have generally relied on highly tailored social engineering, repurposing legitimate military communications, and directly interacting with targets over Signal and Telegram chats to build rapport before delivering the malicious applications. + +The other more novel method has been to siphon messages through the device-linking feature built into common EMAs. One Russian military-affiliated unit has dedicated its focus to social engineering Ukrainian soldiers into linking Russian-intelligence controlled instances of EMAs including Signal, Telegram and WhatsApp to their accounts. Similarly focused FSB operations have centred on exploiting systems already linked to Ukrainian soldiers’ phones. According to Microsoft, cyber operators linked to Center 16, the FSB’s main SIGINT unit, have shown a specific interest in stealing files containing messages from the Signal Desktop application, providing them access to the target’s private Signal conversations and attachments. + +In a similar vein, the GRU is also engaged in the close-access exploitation of mobile devices and other systems captured by Russian forces on the battlefield to achieve similar access. Here, cyber operators have begun to technically enable their counterparts within the Russian military to independently initiate the collection of intelligence from Ukrainian devices. + +For example, the author’s Mandiant research has highlighted how the GRU’s Main Center for Special Technologies (GTsST), commonly known as APT44 or Sandworm, has provided dedicated infrastructure and technical instructions to Russian ground forces so that they can exfiltrate Telegram and Signal communications from captured devices at the front. The Security Service of Ukraine (SBU) has similarly reported on Sandworm using captured devices as a foothold to deliver malware known as Infamous Chisel to penetrate military networks and gather data on connected Starlink terminals and the suite of specialised applications used by the Ukrainian military. + +Another major line of effort has been to penetrate the digital systems used by the Ukrainian army for command and control, situational awareness and other operational needs. It is no secret that digitised battlefield management systems like Delta and Kropyva have been a critical enabler of information and combat advantages for the Ukrainian army. In fact, Moscow has perceived these systems to be so effective that it has undertaken efforts to develop exact replicas for the Russian military. Unlike attempts to deliver malware disguised as these applications to compromise endpoints, this category of operations has instead focused on tricking soldiers to give up their credentials, providing Russia’s services a surreptitious lens into Kyiv’s common operational picture. + +Beyond targeted efforts to gain access to devices and systems used by Ukrainian soldiers, Russia has also reoriented its cyber forces to help locate Ukrainian military equipment and positions. The SBU has warned of Russian efforts to control compromised webcams in population centres to locate Ukrainian air defences and other critical infrastructure objects and feed targeting data into its reconnaissance-strike complex. Dutch military intelligence has similarly alerted publics to the overall refocusing of Russia’s cyber campaign, highlighting operations designed to locate and map military positions and equipment for later physical seizure. Those providing assistance to Ukraine should factor in the potential risks of this cyber-enabled surveillance activity, as the intensifying campaign of sabotage across Europe strongly indicates that insight into Western military supply chains is a clear collection priority for Russia’s intelligence services at the moment. + +Notably, each of these new operational concepts point to a deepening two-way relationship between Russian cyber and conventional forces, and the extension of their early coordination efforts to now encompass both strategic and tactical objectives. What’s more, they signal that for specific operations, Russian cyber elements have likely also moved closer to the front to capitalise on the short-lived tactical intelligence that these mobile devices might provide. Looking forward, it is reasonable to expect further adaptations and operational concepts to arise from this closer relationship as the war continues. + + +### Implications For Ukraine and NATO + +The main takeaway for Western policymakers is that mobile devices have become a critical centre of gravity for Russia’s cyber campaign in Ukraine. The war’s technology-dense and sensor-rich frontlines have placed a premium on the ability to collect signals from soldiers’ devices and the digital networks that connect them. With new technologies continuing to shape the battlefield and drive tactical innovations on the front lines, these types of operations are only likely to grow more common as the war continues. + +___`Ukraine’s impressive defensive feats aside, Russia’s adapted force employment demands renewed attention on how to best sustain international support for Ukraine’s cyber defences`___ + +What is important to recognise is that this is a fundamentally different technology environment where earlier lessons about the capacity of governments and the private sector to support Ukrainian cyber defences are less likely to hold. Visibility into sensitive military networks and mobile devices is much more opaque, virtual incident response is more difficult, and fewer defensive partners are likely to have capabilities readied for this type of security assistance. Ukraine’s impressive defensive feats aside, Russia’s adapted force employment demands renewed attention on how to best sustain international support for Ukraine’s cyber defences. This is especially important now that other emerging threats are increasingly consuming limited intelligence resources and attention. + +Equally as important, we must begin to acknowledge that the second-order consequences of these espionage operations can be grave. Take, for example, the lethal strike on Ukraine’s 128th Mountain Assault Brigade in November 2023 that was traced back to the penetration of a soldier’s Signal account. At a time when conventional wisdom has grown dismissive about the military benefit that cyber operations have afforded Russia, it is important that we carefully consider the implications of this mission realignment and what it portends about cyber’s expanding role in kinetic, conventional operations now that attrition is the key element of Russia’s strategy. + +Malicious linked devices will continue to provide intercepts even when phones are disconnected, destroyed or otherwise inactive, as Signal messages do not need to route through the target’s phone to be delivered to a linked device. Communications will therefore still reach Russian operators even when they will not necessarily reach the intended Ukrainian recipient. As one Ukrainian expert puts it, if “a soldier from a battalion group gets captured or dies, his phone falls into the hands of the enemy, and the Russians read all the correspondence in this group for another month”. The long-tail impact of these operations can be severe. + +We should also be prepared for Russia’s new operational concepts to proliferate outside of Ukraine. Today, Signal and other EMAs have become standard practice for sensitive communications. These applications see ubiquitous use by Western militaries, politicians, civil-society groups, and other common targets of Russia’s intelligence services. Russia’s war-focused tactics could therefore reasonably see wider use to fulfil other urgent intelligence requirements, such as the collection of foreign political intelligence from Ukraine’s partners, or in potential efforts to influence one of the many consequential Western elections on the horizon. If history has taught us anything, it’s that Russian tradecraft rarely stays confined to Ukraine. + +--- + +__Dan Black__ is a Manager of Cyber Espionage Analysis at Google Cloud’s Mandiant, overseeing analysis of government-backed cyber operations. He is also currently a senior researcher with the European Cyber Conflict Research Initiative (ECCRI).